Backdoor Roth IRA 2022: A Step by Step Guide with Vanguard

backdoor roth ira

In 2022, I made my 10th pair of “backdoor Roth” IRA contributions with Vanguard. It’s a great way for high-income professionals to contribute to a Roth IRA when earning “too much” to contribute directly to a Roth IRA.

Vanguard is the company I use, and it’s one that tends to be favored among many index fund investors, so that’s what you’ll see here. The process should be similar with other brokerages.

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Money contributed to Roth accounts does not result in a tax deduction, unlike contributions to tax-deferred accounts. Both Roth and tax-deferred accounts benefit from tax-free growth, unlike a taxable account that is subject to tax drag (which can be minimized).

Backdoor Roth IRA: An Overview

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Before Attempting a Backdoor Roth

You cannot have tax-deferred money in a traditional IRA, SEP IRA, or SIMPLE IRA in your name.

Completing the backdoor Roth with Vanguard:

If you haven’t done so already, you’ll need to open a Traditional IRA. I won’t walk through all the steps, but it should be straightforward.

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Brokerage Account Backdoor Roth Step 1: Make a Non-Deductible IRA Contribution

- After logging in, I point to My Accounts -> Balance & holdings - Find your Traditional IRA brokerage account, and click the arrow to the right of “Buy and Sell,” and select “Contribute to IRA.”

- Vanguard asks if it’s a rollover from another tax-deferred account. It’s not. Select “no” in the new blue color. - Towards the bottom, you’ll choose the YEAR for which you want this contribution to count. - Tell Vanguard where this money is coming from, continue, and you’ll be asked to review and submit.

Brokerage Account Backdoor Roth Step 2: Convert to Roth IRA

- I click “Convert to Roth IRA,” - Scrolling down the page, we choose to “Convert all of the account.”  - Confidently select the checkbox that states you will not elect to withhold federal and state income taxes.

- Look it over and submit your Roth conversion. - In the next step, we’ll invest that money. If for some odd reason, you plan to leave the money in a money market fund, you can be done.

Brokerage Account Backdoor Roth Step 3: Invest in the Roth IRA

- Click on “Buy and Sell” and then “Buy Vanguard funds.” - I choose my REIT index fund on the left with my settlement fund (money market) being used to fund the purchase. -It says “Review and submit.” You know what to do.

If you’re married, your spouse can also do the backdoor Roth, even if he or she has no earned income.

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